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CELE SQE1 模拟练习

Examination Timing: 00H00M44S

In the process of providing estate planning advice to your client, Mr. Stevens, you consider a variety of alternative investments. You do not have FCA authorisation and are cautious about which investments you provide advice on. 


Which of the following best describes 'non-retail investment products'?

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Term life insurance policies are classified as 'non-retail investment products.' The other options, including unit trusts, personal pension schemes, endowments, and investment trust savings schemes, are considered pre-retail investment products and involve more complex investment structures. Solicitors must be aware of the distinction to ensure compliance and provide appropriate advice.


Key Point: This question tests knowledge of the classification of non-retail investment products under financial regulations, crucial for providing compliant advice without FCA authorisation.

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