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CELE SQE1 模拟练习

Examination Timing: 00H00M01S

Alice White works at a reputable conveyancing firm and is approached by Mr. Schmidt, the German ambassador to the UK, who wishes to purchase a property in London.

What should Alice do with respect to customer due diligence measures?

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Ambassadors are classified as "politically exposed persons" (PEPs) under paragraph 4 of Schedule 2 as referenced in Regulation 14(5) of the Money Laundering Regulations (MLR). As a person in a prominent political position appointed by a non-UK state, Regulation 14(4) mandates enhanced due diligence (EDD) measures, including obtaining senior management approval before establishing a business relationship, taking adequate measures to establish the source of wealth and funds involved, and conducting ongoing enhanced monitoring of the business relationship. 

Key Point: This question tests the application of enhanced due diligence measures for politically exposed persons under the Money Laundering Regulations 2007. It is crucial for solicitors to identify PEPs and comply with the necessary due diligence requirements.



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